Enforcement Actions

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• December 24, 2003
  Written agreement with Combanc
• December 22, 2003
  Agreement with the Canadian Imperial Bank of Commerce
• December 18, 2003
  Enforcement actions involving Credit Lyonnais, S.A.
• December 1, 2003
  Written agreement with Putnam County Bank
• November 26, 2003
  Order of assessment of a civil money penalty against The Bank of Currituck
• November 26, 2003
  Order of assessment of a civil money penalty against Provident Bank
• November 21, 2003
  Final decision and order of prohibition against Garfield C. Brown, Jr.
• November 4, 2003
  Written agreement with Bank of Gassaway
• November 4, 2003
  Order of assessment of a civil money penalty against Gulf Bank
• October 15, 2003
  Final decision and orders of prohibition against Gene Ulrich and Susan Diehl McCarthy
• October 15, 2003
  Written agreement with First American Bank
• October 3, 2003
  Written agreement with First Charter Bank
• September 25, 2003
  Written agreement with United National Corporation, First PREMIER Bank, and PREMIER Bankcard, Inc.
• September 15, 2003
  Termination of enforcement actions
• September 11, 2003
  Cease and desist order against Craig Van Stone
• September 2, 2003
  Written agreement with Ridgedale State Bank and cease and desist order against Robert C. Arneson
• September 2, 2003
  Written agreement with Gold Banc Corporation
• August 27, 2003
  Order to cease and desist and civil money penalty against WestLB AG and its New York branch
• August 20, 2003
  Civil money penalty against Community State Bank
• August 20, 2003
  Amendment to written agreement with Consolidated Bank and Trust Company
• July 28, 2003
  Written agreement with Citigroup, Inc.
• July 28, 2003
  Written agreement with J.P. Morgan Chase & Co.
• June 24, 2003
  Civil money penalty against Community First Bank & Trust
• June 24, 2003
  Civil money penalty against Centennial Bank of the West
• June 16, 2003
  Written agreement with Southern Commercial Bank
• June 13, 2003
  Written agreement with The Marathon Bank and cease and desist order against Lori H. Staples
• June 4, 2003
  Civil money penalty against Citizens Bank and Trust Company
• May 29, 2003
  Written agreement with Brickyard Bancorp, Inc.
• May 29, 2003
  Written agreement with NAB Bank
• May 13, 2003
  Termination of enforcement action against U.S. Trust Corporation
• May 5, 2003
  Termination of enforcement orders against Daiwa Bank
• May 1, 2003
  Written agreement with First State Bank of West Manchester
• April 30, 2003
  Written agreement with HSBC Bank USA
• April 29, 2003
  Written agreement with BANKFIRST Corporation
• April 22, 2003
  Civil Money Penalty against First Farmers Bank and Trust
• April 21, 2003
  Written agreement with Premier Bank
• March 27, 2003
  Written agreement with Fifth Third Bancorp
• March 21, 2003
  Written agreement with Barnes Banking Company
• March 17, 2003
  Written agreement with Midstate Bancorp, Inc., and Legacy Bank
• March 13, 2003
  Order to Cease and Desist and of Prohibition against Terry Frierson
• March 13, 2003
  Civil Money Penalty against First Bank
• March 7, 2003
  Termination of enforcement actions
• March 5, 2003
  Consent order against Michael Sahlgren
• March 5, 2003
  Consent order against James C. Agee
• March 5, 2003
  Consent order against Dale and Betty Skrobot
• February 13, 2003
  Final Decision and Order of Prohibition against Marian L. Butler
• February 13, 2003
  Final Decision and Order of Prohibition against Cynthia Rowe
• February 5, 2003
  Written agreement with Premier Financial Bancorp, Inc.
• January 23, 2003
  Civil Money Penalty against Bank of Yellville
• January 23, 2003
  Civil Money Penalty against Simmons First Bank of Russellville
• January 23, 2003
  Civil Money Penalty against La Salle State Bank
• January 23, 2003
  Civil Money Penalty against Central State Bank

2003 Press Releases: