Board Actions

Actions taken during the week ending January 6, 2018

Board Operations

Office of Inspector General -- 2018 operating and capital budgets.
-Approved, December 15, 2017
(A/C)

Regulations and Policies

Rules of Practice for Hearings -- final rule to adjust the Board's maximum civil money penalties for 2018 to account for inflation.
-Approved, December 26, 2017
(A/C)

Supervisory Guidance for Large Financial Institutions -- publication for comment of proposed guidance describing core principles of effective senior management, the management of business lines, and independent risk management and controls for large financial institutions.
-Approved, January 1, 2018

Enforcement

AmBank Holdings, Inc., Davenport, Iowa -- written agreement dated February 2, 2012, terminated December 27, 2017.
-Announced, January 4, 2018

J.P. Morgan Securities (Asia Pacific) Limited, Hong Kong, China -- determination denying the request by Timothy Fletcher, a former institution-affiliated party, for immediate review of two interlocutory orders issued by the administrative law judge in connection with an enforcement matter.
-Approved, December 26, 2017
(A/C)