Release dates | Full version (300 KB PDF)
Board Actions | Actions under delegated authority
Applications and reports received:
Boston | New York | Philadelphia | Cleveland | Richmond | Atlanta
Chicago | St. Louis | Minneapolis | Kansas City | Dallas | San Francisco

Board Actions

Actions taken during the week ending February 23, 2019


Forms

Forms -- final Board review to extend without revision the Recordkeeping Provisions Associated with the Guidance on Sound Incentive Compensation Policies (FR 4027).
-Approved, February 19, 2019

Forms -- final Board review to extend without revision the Domestic Branch Application (FR 4001).
-Approved, February 21, 2019

Forms -- final Board review to extend with revision the Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies (FR Y-12) and Annual Report of Merchant Banking Investments Held for an Extended Period (FR Y-12A).
-Approved, February 21, 2019

Forms -- initial Board review to extend with revision the Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer (Form MSD-4) and Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer (Form MSD-5).
-Proposed, February 21, 2019

Forms -- initial Board review to discontinue the Survey to Obtain Information on the Relevant Market in Individual Merger Cases (FR 2060).
-Proposed, February 22, 2019

Personnel

Office of the Chief Operating Officer -- appointment of Michell C. Clark as acting chief operating officer.
-Approved, February 21, 2019

Enforcement

J.P. Morgan Chase & Co., New York, New York -- issuance of a consent order of prohibition against Timothy Fletcher, a former institution-affiliated party of J.P. Morgan Securities (Asia Pacific) Limited.
-Approved, February 5, 2019
(A/C)

Release dates | Full version (300 KB PDF)
Board Actions | Actions under delegated authority
Applications and reports received:
Boston | New York | Philadelphia | Cleveland | Richmond | Atlanta
Chicago | St. Louis | Minneapolis | Kansas City | Dallas | San Francisco