Forms
The types of filings processed by the Federal Reserve System are presented below. Select a filing type to obtain the required form and filing instructions.
Bank Holding Company Formation/Expansion Filings
Bank Holding Company Nonbanking Activities Filings
Other Bank Holding Company Filings
Savings and Loan Holding Company (SLHC) Filings
SLHC Mutual Holding Company Filings
International Organization Filings
Bank Holding Company (BHC) Formation/Expansion Filings
BHC Formation--expedited processing (FR Y-3N)
Formation of a BHC that qualifies for expedited processing (Riegle Notice).
BHC Formation--nonexpedited processing (FR Y-3)
Formation of a BHC that does not qualify for expedited processing.
BHC Expansion--expedited processing (FR Y-3N)
Acquisition of an additional bank or BHC that qualifies for expedited processing.
BHC Expansion--nonexpedited processing (FR Y-3)
Acquisition of an additional bank or BHC that does not qualify for expedited processing.
Foreign BHC Formation--expedited processing (FR Y-3F)
Expansion of a foreign BHC that qualifies for expedited processing
Foreign BHC Formation--nonexpedited processing (FR Y-3F)
Formation or expansion of a foreign BHC that does not qualify for expedited processing
Bank Holding Company Nonbanking Activities Filings
Activities in Regulation Y--expedited processing (FR Y-4)
Commencement of an activity listed in Regulation Y that qualifies for expedited processing.
Activities in Regulation Y--nonexpedited processing (FR Y-4)
Commencement of an activity listed in Regulation Y that does not qualify for expedited processing.
Post Commencement Notice (FR Y-10)
Notification after starting a permissible nonbanking activity.
Other Bank Holding Company Filings
Interagency Notice of Change in Bank Control (FR 2081a)
Notice of intent to acquire a controlling interest in a bank holding company.
Stock Redemption Notice
Request to redeem equity securities.
Interagency Notice of Change in Director or Senior Executive Officer (FR 2081b)
Notice of intent by a troubled bank holding company to add an individual to the board of directors or to employ an individual as a senior executive officer.
Interagency Biographical or Financial Report (FR 2081c)
Used by individuals and filed in conjunction with other reports to provide supporting financial and employment data regarding a notice of change in control or a notice of a change in director or senior executive officer.
Savings and Loan Holding Company (SLHC) Filings
Savings and Loan Holding Company Application (H-(e))
Interagency Notice of Change in Bank Control (FR 2081a)
Interagency Notice of Change in Director or Senior Executive Officer (FR 2081b)
Interagency Biographical or Financial Report (FR 2081c)
Notice of Dividend Declaration (1583)
SLHC Mutual Holding Company Filings
Notice of Mutual Holding Company Reorganization (1522)
Savings and Loan Holding Company Application (H-(e))- Application for Approval of a Minority Stock Issuance by a Savings Association Subsidiary of a Mutual Holding Company (1523)
- Application for Conversion of Mutual Holding Company to Stock Form (1680)
State Member Bank Filings
Membership (De Novo) Application (FR 2083/A/B/C)
Application for membership in the Federal Reserve System by a bank in formation. - Membership (Conversion) Application (FR 2083/A/B/C)
Application to receive or retain membership in the Federal Reserve System. - Merger Application (FR 2070)
Application to merge or consolidate with another insured depository institution. - Branch Application
Application to establish a new branch facility (de novo). - Premises Application
Request to increase investment in bank premises. - Interagency Notice of Change in Bank Control (FR 2081a)
Notice of intent to acquire a controlling interest in a bank. - Interagency Notice of Change in Director or Senior Executive Officer (FR 2081b)
Notice of intent by a troubled bank to add an individual to the board of directors or to employ an individual as a senior executive officer. - Interagency Biographical or Financial Report (FR 2081c)
Used by individuals and filed in conjunction with other reports to provide supporting financial and employment data regarding a notice of change in control or a notice of a change in director or senior executive officer.International Organization Filings
Edge Corporation to Amend its Articles of Association (FR K-1) - Edge Corporation Change in Control (FR K-1)
- Establishing Edge or agreement Corporations (FR K-1)
- Foreign Banking Organization--Change of its Home State (FR K-2)
- Foreign Banking Organization--Establishing a U.S. Branch, Agency, Commercial Lending Company, or Representative Office (FR K-2)
- U.S. Banking Organization--Engaging in Permissible Activities Overseas (FR K-1)
- U.S. Banking Organization--Establishing Foreign Branches (FR K-1)
- U.S. Banking Organization--Activities and Investments of Foreign Branches of Member Banks (FR K-1)
- U.S. Banking Organization--Investment in an Export Trading Company (FR K-1)
- U.S. Banking Organization--Investment in a Foreign Company (FR K-1)