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Board of Governors of the Federal Reserve System
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Board of Governors of the Federal Reserve System

Resolution Plans

The Dodd-Frank Wall Street Reform and Consumer Protection Act requires that bank holding companies with total consolidated assets of $50 billion or more and nonbank financial companies designated by the Financial Stability Oversight Council (FSOC) for supervision by the Federal Reserve periodically submit resolution plans to the Federal Reserve and the Federal Deposit Insurance Corporation. Each plan, commonly known as a living will, must describe the company's strategy for rapid and orderly resolution in the event of material financial distress or failure of the company, and include both public and confidential sections.

Companies subject to the rule are required to file their resolution plans on a staggered schedule. The largest companies, generally those with $100 billion or more in U.S. nonbank assets, are required to submit their plans on or before July 1 each year. Other companies that become subject to the rule after November 30, 2011, including the nonbank financial companies designated by FSOC, also must submit on or before July 1. All other firms are required to submit their plans on or before December 31 each year. Requests for extensions are reviewed by the Board and the FDIC and have been granted in limited instances. Companies with limited nonbanking operations may be qualified to submit tailored resolution plans that focus on the firms’ nonbanking operations.

The public sections available on the Board's website have not been edited or reviewed by the Board and are provided exactly as submitted by the companies.

Model Templates for Tailored Resolution Plans

Search Resolution Plans by name, asset size, and submission date


Firm Name U.S. Nonbank assets Required submission date
Zions BC (PDF) Less than $100 billion December 31, 2013
Deutsche Bank (PDF) $250 billion or more July 1, 2014
Deutsche Bank (5.0 MB PDF) $250 billion or more July 2, 2012
Deutsche Bank (PDF) $250 billion or more October 1, 2013
M&T Bank Corp (PDF) Less than $100 billion December 31, 2013
JPMorgan Chase (PDF) $250 billion or more July 1, 2014
JPMorgan Chase (5.8 MB PDF) $250 billion or more July 2, 2012
JPMorgan Chase (PDF) $250 billion or more October 1, 2013
KeyCorp (PDF) Less than $100 billion December 31, 2013
Huntington Bshrs (PDF) Less than $100 billion December 31, 2013
PNC Financial SVC (PDF) Less than $100 billion December 31, 2013
Fifth Third BC (PDF) Less than $100 billion December 31, 2013
Bank of America (PDF) $250 billion or more July 1, 2014
Bank of America (7.4 MB PDF) $250 billion or more July 2, 2012
Bank of America (PDF) $250 billion or more October 1, 2013
BB&T Corp (PDF) Less than $100 billion December 31, 2013
State Street Corp (PDF) $250 billion or more July 2, 2012
State Street Corp (PDF) $250 billion or more October 1, 2013
State Street Corp (PDF) $250 billion or more July 1, 2014
US Bancorp (PDF) Less than $100 billion December 31, 2013
Wells Fargo & Co (PDF) $100 billion or more, but less than $250 billion July 1, 2013
Wells Fargo & Co (PDF) $100 billion or more, but less than $250 billion July 1, 2014
SunTrust (PDF) Less than $100 billion December 31, 2013
RBS (PDF) $100 billion or more, but less than $250 billion July 1, 2013
Northern Trust Corp (PDF) Less than $100 billion December 31, 2013
Comerica (PDF) Less than $100 billion December 31, 2013
Bank of Montreal (PDF) Less than $100 billion December 31, 2013
UBS (4.5 MB PDF) $250 billion or more July 2, 2012
UBS (PDF) $250 billion or more October 1, 2013
UBS (PDF) $250 billion or more July 1, 2014
American Express (PDF) Less than $100 billion December 31, 2013
BNP Paribas (PDF) $100 billion or more, but less than $250 billion July 1, 2013
Ally Financial (5.3 MB PDF) Less than $100 billion December 31, 2013
Credit Suisse (PDF) $250 billion or more July 2, 2012
Credit Suisse (PDF) $250 billion or more October 1, 2013
Credit Suisse (PDF) $250 billion or more July 1, 2014
Citigroup (PDF) $250 billion or more July 1, 2014
Citigroup (2.3 MB PDF) $250 billion or more July 2, 2012
Citigroup (PDF) $250 billion or more October 1, 2013
Morgan Stanley (4.3 MB PDF) $250 billion or more July 2, 2012
Morgan Stanley (PDF) $250 billion or more October 1, 2013
Morgan Stanley (PDF) $250 billion or more July 1, 2014
Capital One (PDF) Less than $100 billion December 31, 2013
Goldman Sachs (5.2 MB PDF) $250 billion or more July 2, 2012
Goldman Sachs (PDF) $250 billion or more October 1, 2013
Goldman Sachs (PDF) $250 billion or more July 1, 2014
BBVA Compass (PDF) Less than $100 billion December 31, 2013
Barclays (2.3 MB PDF) $250 billion or more July 2, 2012
Barclays (PDF) $250 billion or more October 1, 2013
Barclays (PDF) $250 billion or more July 1, 2014
HSBC (PDF) $100 billion or more, but less than $250 billion July 1, 2014
HSBC (PDF) $100 billion or more, but less than $250 billion July 1, 2013
Regions FC (PDF) Less than $100 billion December 31, 2013
Toronto Dominion (PDF) Less than $100 billion December 31, 2013
Bank of New York Mellon Corp (PDF) $250 billion or more July 1, 2014
Bank of New York Mellon Corp (PDF) $250 billion or more July 2, 2012
Bank of New York Mellon Corp (PDF) $250 billion or more October 1, 2013
Discover FS (PDF) Less than $100 billion December 31, 2013
BPCE (PDF) Less than $100 billion December 31, 2013
Allied Irish Banks (PDF) Less than $100 billion December 31, 2013
Australia and New Zealand Banking Group (PDF) Less than $100 billion December 31, 2013
Banco Bradesco (PDF) Less than $100 billion December 31, 2013
Banco De Sabadell (PDF) Less than $100 billion December 31, 2013
Banco Do Brasil (PDF) Less than $100 billion December 31, 2013
Banco Espirito Santo (PDF) Less than $100 billion December 31, 2013
Banco Popular Espanol (10 MB PDF) Less than $100 billion December 31, 2013
Banco Santander (PDF) Less than $100 billion December 31, 2013
Bangkok Bank (PDF) Less than $100 billion December 31, 2013
Bank Hapoalim (PDF) Less than $100 billion December 31, 2013
Bank Leumi Le-Israel (PDF) Less than $100 billion December 31, 2013
Bank of Baroda (PDF) Less than $100 billion December 31, 2013
Bank of China (PDF) Less than $100 billion December 31, 2013
Bank of Communications (PDF) Less than $100 billion December 31, 2013
Bank of East Asia (PDF) Less than $100 billion December 31, 2013
Bank of India (PDF) Less than $100 billion December 31, 2013
Bank of Nova Scotia (PDF) Less than $100 billion December 31, 2013
Bankia, S.A. (PDF) Less than $100 billion July 1, 2014
Bayerische Landesbank (PDF) Less than $100 billion December 31, 2013
Caixa Geral De Depositos (PDF) Less than $100 billion December 31, 2013
Canadian Imperial Bank of Commerce (PDF) Less than $100 billion December 31, 2013
Chang Hwa Commercial Bank (PDF) Less than $100 billion December 31, 2013
Chiba Bank (PDF) Less than $100 billion December 31, 2013
China Citic Bank International Limited (PDF) Less than $100 billion December 31, 2013
China Construction Bank Corporation (PDF) Less than $100 billion December 31, 2013
China Merchants Bank (PDF) Less than $100 billion December 31, 2013
Commerzbank Aktiengesellschaft (PDF) Less than $100 billion December 31, 2013
Commonwealth Bank of Australia (PDF) Less than $100 billion December 31, 2013
Cooperatieve Centrale Raiffeisen-Boerenleenbank (PDF) Less than $100 billion December 31, 2013
Credit Agricole Corporate and Investment Bank (PDF) Less than $100 billion December 31, 2013
DBS Bank (PDF) Less than $100 billion December 31, 2013
Dexia Credit Local (PDF) Less than $100 billion December 31, 2013
DNB Bank Asa (PDF) Less than $100 billion December 31, 2013
DZ Bank AG Deutsche Zentral-Genossenschaftsbank (PDF) Less than $100 billion December 31, 2013
Erste Group Bank AG (PDF) Less than $100 billion December 31, 2013
Gunma Bank (PDF) Less than $100 billion December 31, 2013
Hana Financial Group (PDF) Less than $100 billion December 31, 2013
HSH Nordbank Ag (PDF) Less than $100 billion December 31, 2013
Hua Nan Commercial Bank (PDF) Less than $100 billion December 31, 2013
Icici Bank Limited (PDF) Less than $100 billion December 31, 2013
Industrial and Commercial Bank of China (PDF) Less than $100 billion December 31, 2013
Industrial Bank of Korea (PDF) Less than $100 billion December 31, 2013
Intesa Sanpaolo (PDF) Less than $100 billion December 31, 2013
Israel Discount Bank Limited (PDF) Less than $100 billion December 31, 2013
Itau Unibanco (PDF) Less than $100 billion December 31, 2013
Kasikornbank Public Company (PDF) Less than $100 billion December 31, 2013
Korea Development Bank (PDF) Less than $100 billion December 31, 2013
Krung Thai Bank Public Company (PDF) Less than $100 billion December 31, 2013
Land Bank of Taiwan (PDF) Less than $100 billion December 31, 2013
Landesbank Baden-Wuerttemberg (PDF) Less than $100 billion December 31, 2013
Landesbank Hessen-Thuringen Girozentrale (PDF) Less than $100 billion December 31, 2013
Lloyds Banking Group (PDF) Less than $100 billion December 31, 2013
Malayan Banking Berhad (PDF) Less than $100 billion December 31, 2013
Mega International Commercial Bank (PDF) Less than $100 billion December 31, 2013
Mizuho Financial Group (PDF) Less than $100 billion December 31, 2013
National Australia Bank Limited (PDF) Less than $100 billion December 31, 2013
National Bank of Canada (PDF) Less than $100 billion December 31, 2013
National Bank of Egypt (PDF) Less than $100 billion December 31, 2013
Norddeutsche Landesbank Girozentrale (PDF) Less than $100 billion December 31, 2013
Nordea Group (PDF) Less than $100 billion December 31, 2013
Norinchukin Bank (PDF) Less than $100 billion December 31, 2013
Oversea-Chinese Banking Corporation Limited (PDF) Less than $100 billion December 31, 2013
P.T. Bank Rakyat Indonesia (PDF) Less than $100 billion December 31, 2013
NRW.Bank (PDF) Less than $100 billion December 31, 2013
Riyad Bank (PDF) Less than $100 billion December 31, 2013
Royal Bank of Canada (PDF) Less than $100 billion December 31, 2013
Shinhan Bank (PDF) Less than $100 billion December 31, 2013
Shizuoka Bank (PDF) Less than $100 billion December 31, 2013
Shoko Chukin Bank (PDF) Less than $100 billion December 31, 2013
Skandinaviska Enskilda Banken Ab (PDF) Less than $100 billion December 31, 2013
Societe Generale (PDF) Less than $100 billion December 31, 2013
Standard Chartered Bank (PDF) Less than $100 billion December 31, 2013
State Bank of India (PDF) Less than $100 billion December 31, 2013
Sumitomo Mitsui Financial Group (PDF) Less than $100 billion December 31, 2013
Sumitomo Mitsui Trust Bank (PDF) Less than $100 billion December 31, 2013
Svenska Handelsbanken Ab (PDF) Less than $100 billion December 31, 2013
Swedbank AB (PDF) Less than $100 billion December 31, 2013
T.C. Ziraat Bankasi A.S. (PDF) Less than $100 billion December 31, 2013
Taiwan Cooperative Bank (PDF) Less than $100 billion December 31, 2013
UniCredit Bank AG (PDF) Less than $100 billion December 31, 2013
United Overseas Bank Limited (PDF) Less than $100 billion December 31, 2013
Westpac Banking Corporation (PDF) Less than $100 billion December 31, 2013
Woori Bank (PDF) Less than $100 billion December 31, 2013
Banca Monte dei Paschi (PDF) Less than $100 billion December 31, 2013
Bank of Ireland (PDF) Less than $100 billion December 31, 2013
Caisse Federale de Credit Mutuel (1.5 MB PDF) Less than $100 billion December 31, 2013
Cathay Financial Holdings (PDF) Less than $100 billion December 31, 2013
KBC Bank NV (PDF) Less than $100 billion December 31, 2013
CTBC Financial Holding Co., Ltd. (PDF) Less than $100 billion December 31, 2013
Caisse Centrale Desjardins Du Quebec (PDF) Less than $100 billion December 31, 2013
First Financial Holding Co. (PDF) Less than $100 billion December 31, 2013
Fubon Financial Holding Co. (PDF) Less than $100 billion December 31, 2013
Hypo Real Estate Holding AG (PDF) Less than $100 billion December 31, 2013
KB Financial Group Inc. (PDF) Less than $100 billion December 31, 2013
Mitsubishi UFJ Financial Group, Inc. (PDF) Less than $100 billion December 31, 2013
National Bank of Abu Dhabi PJSC (PDF) Less than $100 billion December 31, 2013
Taiwan Financial Holding Co. (PDF) Less than $100 billion December 31, 2013
Prudential Financial, Inc.* (PDF) $250 billion or more July 1, 2014
American International Group, Inc.* (PDF) $250 billion or more July 1, 2014
General Electric Capital Corporation, Inc.* (PDF) $250 billion or more July 1, 2014

* Nonbank financial firms that were designated by the FSOC for enhanced supervision at the Federal Reserve were required to submit their plans July 1, at the same time as the the firms subject to the rule with $250 billion or more in U.S. nonbank assets.


Related Information

Last update: July 23, 2014