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Supervisory Policy and Guidance Topics
Savings and Loan Holding Companies
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Under the Home Owners' Loan Act (HOLA), a savings and loan holding company (SLHC) includes any company that directly or indirectly controls either a savings association or any other company that is an SLHC. Title III of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) transfers to the Board of Governors of the Federal Reserve System the supervisory functions of the Office of Thrift Supervision (OTS) related to SLHCs and their non-depository subsidiaries beginning on July 21, 2011. The Dodd-Frank Act also provides that all regulations, guidelines, and other advisory materials issued by the OTS on or before the transfer date with respect to SLHCs and their non-depository subsidiaries will be enforceable until modified, terminated, set aside, or superseded.
Sections on this page:
Policy Letters
Savings and Loan Holding Companies
- SR 13-8 / CA 13-5
- Extension of the Use of Indicative Ratings for Savings and Loan Holding Companies
- SR 11-13
- Guidance Regarding Prior Notices with Respect to Dividend Declarations by Savings Association Subsidiaries of Savings and Loan Holding Companies
- SR 11-12
- Deregistration Procedures for Certain Savings and Loan Holding Companies
- SR 11-11/CA 11-5
- Supervision of Savings and Loan Holding Companies (SLHCs)
Rules, Regulations, and Notices
"Notices of Intent" or "Notices of Proposed Rulemaking" are not final rules and should be reviewed for background information purposes only.Federal Reserve
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Required Reporting For Savings and Loan Holding Companies
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Agency Information Collection Activities Regarding SLHCs: Announcement of Board Approval (PDF) (December 29, 2011)
- BOG Press Release (December 23, 2011)
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Proposed Agency Information Collection Activities; Comment Request (PDF) (August 25, 2011)
- BOG Press Release (August 22, 2011)
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Notice of Intent (PDF) (February 8, 2011)
- BOG Press Release (February 3, 2011)
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Agency Information Collection Activities Regarding SLHCs: Announcement of Board Approval (PDF) (December 29, 2011)
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Apply Certain Supervisory Guidance to Savings and Loan Holding Companies
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Notice of Intent and Request for Comments (PDF) (April 22, 2011)
- BOG Press Release (April 15, 2011)
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Notice of Intent and Request for Comments (PDF) (April 22, 2011)
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Continued Application of Regulations to Savings and Loan Holding Companies
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Notice of Intent and Request for Comment (PDF) (July 22, 2011)
- BOG Press Release (July 21, 2011)
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Notice of Intent and Request for Comment (PDF) (July 22, 2011)
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Regulations for Savings and Loan Holding Companies (Regulations LL and MM)
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Interim Final Rule and Request for Comments
- BOG Press Release (August 12, 2011)
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Interim Final Rule and Request for Comments
FDIC and OCC
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List of OTS Regulations to be Enforced by the OCC and the FDIC Pursuant to the Dodd-Frank Act
- Joint Notice (PDF) (July 6, 2011)
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Office of Thrift Supervision Integration; Dodd-Frank Act Implementation
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Final Rule (PDF) (July 21, 2011)
- OCC Press Release (July 20, 2011)
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Notice of Proposed Rule Making (PDF) (May 26, 2011)
- OCC Press Release (May 25, 2011)
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Final Rule (PDF) (July 21, 2011)
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Office of Thrift Supervision Integration Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act
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Interim Final Rule (PDF) (August 9, 2011)
- OCC Press Release (July 21, 2011)
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Interim Final Rule (PDF) (August 9, 2011)
Additional Resources
- Dodd-Frank Wall Street Reform and Consumer Protection Act (PDF)
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Home Owners' Loan Act
- Savings and Loan Holding Company Applications
Manual References
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Bank Holding Company Supervision Manual
- Section 2010.0, "Supervision of Subsidiaries"
- Section 2020.0, "Intercompany Transactions"
- Section 2500.0, "Supervision of Savings and Loan Holding Companies"
- Section 3111.0, "Section 4(c)(8) of the BHC Act (Acquisition of Savings Associations)"
- Section 4010.0, "Parent Only (Debt Servicing Capacity-Cash Flow)"
- Section 4060.0, "Consolidated Earnings"
- Section 4070.0, "Bank Holding Company Rating System"
- Section 5000.0, "BHC Inspection Program"
Last update:
April 11, 2013