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AI Use Case Inventory

For the purposes of this inventory, an AI use case refers to the specific scenario in which AI is designed, developed, procured, or used to advance the execution of agencies' missions and their delivery of programs and services, enhance decision making, or provide the public with a particular benefit.

Section 1. Use Case Identifiers

Section 1 contains attributes of each use case including the unique agency ID, agency point of contact, use case name, description, and outputs. Additional attributes describe the stage of development, intended purpose and expected benefits of the use case. Rights and safety impacting use cases will be designated in this section.

Section 2. Use Case Summary

Section 2 contains specific date attributes for the project stage- initiated, acquisition and/or development, implementation, retirement- to be completed in accordance with the development stage selected in section 1. Applicable contracting/procurement information is documented. Special circumstances such as High Impact Service Providers, Quality Act and Personally Identifiable Information privacy risks are indicated in this section.

Section 3. Data and Code

Section 3 indicates whether the data used for the AI model is owned, documented, and distributable by the agency. Agencies report whether the AI model uses demographic variables and/or custom developed code. If the code used is open source, the agency should provide a link in the public inventory.

Section 4. Enablement and Infrastructure

Section 4 contains information about the agency infrastructure related to enabling AI development including hosting systems that are authorized to operate. A system name is provided for each use case. Multiple choice responses provide information on timing and communication related to the agency’s process for use case intake and provisioning technology resources.

Section 5. Risk Management

Section 5 details risk assessment and risk management practices related to rights and safety impacting use cases. The Board did not report any rights or safety impacting use cases; thus, this section is not completed.

Section 1: Use Case Identifiers
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Use Case ID Use Case Name Agency Bureau Contact Name Contact Email Address Use Case Topic Area Other (Use Case Topic Area) Is the AI use case found in the below list of general commercial AI products and services? What is the intended purpose and expected benefits of the AI? Describe the AI system's outputs. Should this AI use case be withheld from public reporting? Why should this AI use case be withheld from public reporting? Other, please explain. Stage of Development Is the AI use case rights-impacting, safety-impacting, both, or neither?
FRB-0001 Economic Trend Modeling Board of Governors of the Federal Reserve System Division of Monetary Affairs Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Additional data beyond traditional statistical models Multiple methods calculate the probability of a economic event in the next twelve months between 0 and 1 and are aggregated No n/a n/a Operation and Maintenance Neither
FRB-0002 Document Organization Tool Board of Governors of the Federal Reserve System Division of Reserve Bank Operations and Payment Systems Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a Searching for information using AI. To enhance the efficiency and organization of reference materials to support adversarial analysis Labeled documents which improve searchability No n/a n/a Acquisition and/or Development Neither
FRB-0003 PDF Optical Character Recognition (Text) Board of Governors of the Federal Reserve System Division of Information Technology Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the above The intended purpose is to extract and to decide the correct column name extracted from a report in PDF format The list of the appropriate column names in text format No n/a n/a Operation and Maintenance Neither
FRB-0004 PDF Optical Character Recognition (Images) Board of Governors of the Federal Reserve System Division of Information Technology Anderson Monken Contact AI Use Case Inventory Other Economic & Financial Inputting large amounts of data from paper forms into a digital system using AI The intended purpose is to extract text from the image embedded in PDF file The AI system's output is the image details in text format for further analysis No n/a n/a Acquisition and/or Development Neither
FRB-0005 Stock Market Analysis Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above To understand media narratives associated with stock market events Time series measuring association of different news topics frequencies with market volatility No n/a n/a Acquisition and/or Development Neither
FRB-0006 Earnings Calls Search Tool Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Government Services (includes Benefits and Service Delivery) n/a Searching for information using AI NLP tool that summarizes earnings calls to capture key takeaways Interface to query various sections of public earnings reports No n/a n/a Operation and Maintenance Neither
FRB-0007 Incident Reporting Pattern Detection Board of Governors of the Federal Reserve System Division of Information Technology Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a Identifying unusual patterns in system logs from a single incident report using AI Automatic detection of network-based security risks Problem notifications to administrators No n/a n/a Implementation and Assessment Neither
FRB-0008 Consumer Related Information Classification Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Classification of consumer related information to relevant regulations Assignment of one or more regulations to a consumer related information No n/a n/a Implementation and Assessment Neither
FRB-0009 Commercial Real Estate Index Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Identify principal component using various data points to create a market index for commercial real estate A principal component, which then gets used as the index No n/a n/a Operation and Maintenance Neither
FRB-0010 Variable Optimization Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Iterate through alternative lag structures to identify the optimal one for forecasting call report metrics A forecast for select call report metrics No n/a n/a Implementation and Assessment Neither
FRB-0011 Credit Fragment Analysis Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Research on credit fragments Identification of observations No n/a n/a Initiated Neither
FRB-0012 Cybersecurity Monitoring Tool Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Other Economic & Financial Summarizing the key points of a lengthy report using AI Monitors emerging cyber risks to the financial sector A risk ranking algorithm trained on a dictionary of weighted terms that imply potential financial system risk No n/a n/a Operation and Maintenance Neither
FRB-0013 Proposals and Public Comments Board of Governors of the Federal Reserve System Office of the Secretary Anderson Monken Contact AI Use Case Inventory Government Services (includes Benefits and Service Delivery) n/a None of the Above The Board of Governors of the Federal Reserve System ("Board") is developing the Proposals and Public Comments (PPC) system to electronically process and manage comments from the public on regulatory rulemakings, information collections, and other proposals (collectively, "proposals") and to post those comments to the Board's public website. The first release of PPC is expected in mid-November 2024. The Board's processing of comments may use artificial intelligence (AI) to provide more efficient processing of public comments (e.g., PII redaction recommendations, spam detection). The Board's processing of comments may use artificial intelligence (AI) to provide more efficient processing of public comments (e.g., PII redaction recommendations, sentiment analysis, text matching, entity identification, and text similarity matching) . A human verifies the system recommendations. No n/a n/a Operation and Maintenance Neither
FRB-0014 Graphic design improvements Board of Governors of the Federal Reserve System Division of Board Members Anderson Monken Contact AI Use Case Inventory Other Economic & Financial Creating visually appealing presentations using AI-driven design suggestions Enhances readability of presentations Updated slide layouts and visualizations No n/a n/a Operation and Maintenance Neither
FRB-0015 Bank Subsidiary Identification Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Identifying auto loans reported as subsidiaries of the banks Identification of loans issued by finance company subsidiaries of banks No n/a n/a Initiated Neither
FRB-0016 Manufacturer Sentiment Analysis Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above To quantify survey responses related to forecasts of industrial production Time series measuring the sentiment of manufacturing via survey respondents No n/a n/a Operation and Maintenance Neither
FRB-0017 Supply Chain Estimations Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above To estimate supply chain bottlenecks Time series measuring supply chain bottleneck sentiment data No n/a n/a Operation and Maintenance Neither
FRB-0018 Research And Development Analysis Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above To quantify AI research and development intensity in industry Time series measuring R&D intensity within industry No n/a n/a Acquisition and/or Development Neither
FRB-0019 Newsfeed Data Transformations Board of Governors of the Federal Reserve System Division of International Finance Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a Searching for information using AI Applying labels for country of origin and topic to articles Article labels for entities, topics, and sentiment No n/a n/a Operation and Maintenance Neither
FRB-0020 Newsfeed Data Processing Board of Governors of the Federal Reserve System Division of International Finance Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a Searching for information using AI To improve the processing of news articles The dataset contains entity extractions, topic modeling, and sentiment analysis No n/a n/a Acquisition and/or Development Neither
FRB-0021 Body Worn Cameras Data Management System Board of Governors of the Federal Reserve System Office of the Inspector General Anderson Monken Contact AI Use Case Inventory Law & Justice n/a Transcribing and summarizing a recorded meeting or interview using AI Audio recordings may be transcribed to text and/or redacted. Transcripts are then labeled "unverified" until an OIG designated member reviews, edits and approves the final transcript. Automatically detects and redacts screens (computer screens, digital signs), faces and license plates captured. Prior to redacting any evidence, a special agent must first approve the redactions before sharing any evidence. Text versions of spoken word No n/a n/a Acquisition and/or Development Neither
FRB-0022 Market Fund Portfolio Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above To assist with issuer classification of money market funds A list of likely issuers of a particular security No n/a n/a Operation and Maintenance Neither
FRB-0023 Earnings Calls Analysis Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial Summarizing the key points of a lengthy report using AI Analyzes company transcripts to identify key words, terms, and themes. Suite of time series indicators showing evolution of word choice and topic classification No n/a n/a Operation and Maintenance Neither
FRB-0024 Sentiment Analysis of Earnings Transcripts Board of Governors of the Federal Reserve System Division of Monetary Affairs Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Additional insight into sentiments related to topics in bank earnings calls The probability that text inputs are positive, negative, or neutral and classifies them as such No n/a n/a Operation and Maintenance Neither
FRB-0025 Anomaly Detection Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Improve the iterative data quality process Suggested messages regarding data quality of subsets of firm submitted data based on similar historical messages No n/a n/a Operation and Maintenance Neither
FRB-0026 Consumer Complaints Explorer Board of Governors of the Federal Reserve System Division of Consumer and Community Affairs Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Improve the classification of consumer complaints into topics using topic modeling Gamma value, topic number, and top five terms for the topic number for each narrative No n/a n/a Operation and Maintenance Neither
FRB-0027 Graphic Design Improvements Board of Governors of the Federal Reserve System Division of Information Technology Anderson Monken Contact AI Use Case Inventory Other Economic & Financial Creating visually appealing presentations using AI-driven design suggestions Increase working efficiency related to image processing Images No n/a n/a Operation and Maintenance Neither
FRB-0028 Regulatory Data Analysis Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Improved data quality for stakeholders Values for various predicted percentile levels for a given reporter are provided to an analyst to compare to current reported values No n/a n/a Operation and Maintenance Neither
FRB-0029 Decision Tree for Deposits Data Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Improved process efficiency and data quality. Predetermined variables are calculated and then filtered to identify potential outliers in the current reporting period data No n/a n/a Implementation and Assessment Neither
FRB-0030 Institutional Profile Dashboard Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Education & Workforce n/a Searching for information using AI The output provides leadership high level information about district FR Y-9C reporters to inform discussions with business partners or stakeholders Interactive dashboards No n/a n/a Operation and Maintenance Neither
FRB-0031 Novel Activities Call Report Classification Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above The random forest model would parse out what reported categories most significantly predict inclusion on novel banking activity lists The model identifies call report line items that are correlated with the banks on internal supervisory lists and classifies banks based on their statistical similarity to banks engaged in novel activities No n/a n/a Retired Neither
FRB-0032 Financial News Processing Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Assist with financial news processing Interactive dashboards No n/a n/a Implementation and Assessment Neither
FRB-0033 Bank Exam Quality Control Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above A traditional machine learning NLP model of bank performance that utilizes information in news articles among various inputs Model outcomes are used as a component of quality control No n/a n/a Acquisition and/or Development Neither
FRB-0034 Document Summarization Statistics Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Provide statistics about bank review letters based on the length of the letters and the frequency of common financial terms Statistics on letters contained in a PDF No n/a n/a Operation and Maintenance Neither
FRB-0035 Writing Quality Analysis Model Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above A NLP model to help leaders better understand the writing quality and consistency of documents Provides analysis score of consistency of writing style No n/a n/a Initiated Neither
FRB-0036 Comment Review System Board of Governors of the Federal Reserve System Division of Information Technology Anderson Monken Contact AI Use Case Inventory Government Services (includes Benefits and Service Delivery) n/a None of the Above The Comment Review System (CRS) is a system used by the Board of Governors of the Federal Reserve System ("Board") to electronically process and manage comments from the public on regulatory rulemakings, information collections, and other proposals (collectively, "proposals"). The Board's processing of comments may use artificial intelligence (AI) to provide more efficient processing of public comments (e.g., text matching, entity identification, and text similarity matching).​ To assist the analyst in reviewing each comment, CRS uses traditional machine learning natural language processing (NLP) to provide text summarization, text matching with lists of topics, entity identification, and text similarity matching. In addition, CRS identifies duplicative or near-duplicative comment letters, provides full text search (including metadata properties), and provides the optionality of providing notes or labelling comments based on various metadata attributes. All public comments are reviewed in their entirety, and summaries are used to assist with these reviews. No n/a n/a Operation and Maintenance Neither
FRB-0037 Trading Desk Grouping Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Grouping Trading Desk Descriptions An asset class type for each desk No n/a n/a Implementation and Assessment Neither
FRB-0038 Labor Market Analysis Board of Governors of the Federal Reserve System Division of Research and Statistics Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Estimates factors in the labor market Time series measuring the quantity of layoffs No n/a n/a Operation and Maintenance Neither
FRB-0039 Entity Name Matching Tool Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Other Economic & Financial None of the Above Improved process efficiency Aids analysts in comparing a reported entity name to a database of legal entity names No n/a n/a Acquisition and/or Development Neither
FRB-0040 Time Reporting Tool Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a Logging and analyzing time spent on tasks using AI-powered time management tools Automatically classify individual work activities and produce a classification report Categorized list of activities by time No n/a n/a Acquisition and/or Development Neither
FRB-0041 Threshold Monitoring Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Enhance monitoring on limits thresholds, faster collaboration ​Tools serve analysts to enhance monitoring on limits thresholds and actuals No n/a n/a Initiated Neither
FRB-0042 Supply and Demand Tool Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above The tool is used to monitor and project resource and supply demand​ based on defined rule sets Resource monitor based on rule outcomes No n/a n/a Initiated Neither
FRB-0043 Outlier Detection Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Traditional AI to help identify, synthesize, and deliver information provided by firms. Identify, Synthesize, and Deliver Information from firms No n/a n/a Initiated Neither
FRB-0044 Earnings Call Topic Model Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Model used to classify topics from earnings calls Classify Information from Earnings Calls No n/a n/a Initiated Neither
FRB-0045 Bank Performance Monitoring Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above Model used to support off site risk analysis Econometric model that supplements offsite risk analysis based on historical ratings No n/a n/a Initiated Neither
FRB-0046 Network management platform Board of Governors of the Federal Reserve System Division of Information Technology Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a Identifying unusual patterns in system logs from a single incident report using AI Automatic detection of network configuration issues Real-time notifications to administrators No n/a n/a Implementation and Assessment Neither
FRB-0047 Bank Exam Quality Control Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Mission-Enabling n/a None of the Above A traditional machine learning NLP model of bank ratings that utilizes information in news articles among various inputs Model outcomes are used as a component of quality control No n/a n/a Acquisition and/or Development Neither
FRB-0048 Recommendation Engine Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Government Services (includes Benefits and Service Delivery) n/a Curating news articles and updates based on user preferences using AI Connect users with content by providing suggestions based on the user's own view history and the view history of other users who viewed similar content 1) Recommends similar documents to users based on the document that they are currently viewing, and 2) recommends documents to users based on their document view history No n/a n/a Operation and Maintenance Neither
FRB-0049 Risk Rating Model- Community Banks Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Government Services (includes Benefits and Service Delivery) n/a None of the Above To improve upon the risk classification framework used to tier community banks according to risk, and to tailor examination intensity according to risk Statistical methods are used in the variable selection process for a risk model No n/a n/a Operation and Maintenance Neither
FRB-0050 Risk Rating Model Board of Governors of the Federal Reserve System Division of Supervision and Regulation Anderson Monken Contact AI Use Case Inventory Government Services (includes Benefits and Service Delivery) n/a None of the Above Identify a set of factors that may be helpful in predicting the likelihood that a bank will experience an adverse outcome in the future, and to tier banks into High-, Moderate- and Low-risk tiers for review Statistical methods are used in the variable selection process for a risk model No n/a n/a Implementation and Assessment Neither

n/a Not applicable. Return to table

Section 2: Use Case Summary
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Use Case ID Use Case Name Date Initiated Date when Acquisition and/or Development began Date Implemented Date Retired Was the AI system involved in this use case developed (or is it to be developed) under contract(s) or in-house? Provide the Procurement Instrument Identifier(s) (PIID) of the contract(s) used. Is this AI use case supporting a High-Impact Service Provider (HISP) public-facing service? Which HISP is the AI use case supporting? Which public-facing service is the AI use case supporting? Does this AI use case disseminate information to the public? How is the agency ensuring compliance with Information Quality Act guidelines, if applicable? Does this AI use case involve personally identifiable information (PII) that is maintained by the agency? Has the Senior Agency Official for Privacy (SAOP) assessed the privacy risks associated with this AI use case?
FRB-0001 Economic Trend Modeling 3/1/2019 3/1/2019 9/23/2019 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0002 Document Organization Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0003 PDF Optical Character Recognition (Text) 9/19/2021 9/22/2021 9/26/2024 n/a Developed in-house. n/a No n/a n/a No n/a No n/a
FRB-0004 PDF Optical Character Recognition (Images) 6/11/2024 7/17/2024 n/a n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0005 Stock Market Analysis 9/1/2022 9/1/2022 n/a n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0006 Earnings Calls Search Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0007 Incident Reporting Pattern Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0008 Consumer Related Information Classification 3/16/2023 5/1/2023 10/19/2023 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0009 Commercial Real Estate Index 10/1/2023 10/1/2023 2/1/2024 n/a Developed in-house. n/a No n/a n/a Yes The data science team has a quality control framework that the use case has gone through prior to being posted to the public website. No No
FRB-0010 Variable Optimization 1/1/2022 2/1/2022 9/28/2023 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0011 Credit Fragment Analysis 11/1/2022 n/a n/a n/a Developed in-house. n/a No n/a n/a No n/a n/a n/a
FRB-0012 Cybersecurity Monitoring Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0013 Proposals and Public Comments 9/1/2023 9/1/2023 11/16/2024 n/a Developed in-house. n/a No n/a n/a No n/a Yes Yes
FRB-0014 Graphic design improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0015 Bank Subsidiary Identification 10/1/2024 n/a n/a n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0016 Manufacturer Sentiment Analysis 7/1/2022 7/1/2022 7/1/2022 n/a Developed in-house. n/a No n/a n/a No n/a Yes Yes
FRB-0017 Supply Chain Estimations 12/1/2022 12/1/2022 12/1/2022 n/a Developed in-house. n/a No n/a n/a Yes n/a No No
FRB-0018 Research And Development Analysis 8/1/2024 8/1/2024 8/1/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0019 Newsfeed Data Transformations n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0020 Newsfeed Data Processing n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0021 Body Worn Cameras Data Management System n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0022 Market Fund Portfolio 10/1/2020 10/1/2020 5/1/2021 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0023 Earnings Calls Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0024 Sentiment Analysis of Earnings Transcripts 5/23/2023 6/1/2023 10/1/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0025 Anomaly Detection 8/1/2022 8/1/2022 12/1/2022 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0026 Consumer Complaints Explorer 3/1/2018 6/1/2018 1/1/2019 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0027 Graphic Design Improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0028 Regulatory Data Analysis 6/1/2023 6/1/2023 9/9/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0029 Decision Tree for Deposits Data 3/1/2023 3/1/2023 8/29/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0030 Institutional Profile Dashboard n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0031 Novel Activities Call Report Classification 7/1/2024 7/1/2024 n/a 9/30/2024 Developed in-house. n/a No n/a n/a No n/a No No
FRB-0032 Financial News Processing 6/1/2023 8/1/2023 9/1/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0033 Bank Exam Quality Control 1/1/2022 1/1/2022 n/a n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0034 Document Summarization Statistics 1/1/2022 1/1/2022 12/22/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0035 Writing Quality Analysis Model 1/1/2022 1/1/2022 n/a n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0036 Comment Review System 2/1/2021 2/1/2021 7/1/2021 n/a Developed in-house. n/a No n/a n/a No n/a Yes Yes
FRB-0037 Trading Desk Grouping 1/1/2024 1/1/2024 4/1/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0038 Labor Market Analysis 6/1/2022 6/1/2022 4/1/2024 n/a Developed in-house. n/a No n/a n/a No n/a No No
FRB-0039 Entity Name Matching Tool 8/1/2022 8/1/2022 11/1/2023 6/30/2024 Developed in-house. n/a No n/a n/a No n/a No No
FRB-0040 Time Reporting Tool 1/1/2021 n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0041 Threshold Monitoring 1/1/2022 n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0042 Supply and Demand Tool 1/1/2020 n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0043 Outlier Detection 6/1/2021 n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0044 Earnings Call Topic Model 1/1/2021 n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0045 Bank Performance Monitoring 3/1/2022 n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0046 Network management platform n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0047 Bank Exam Quality Control 1/1/2022 1/1/2022 n/a n/a Developed in-house. n/a No n/a n/a No N/A No No
FRB-0048 Recommendation Engine n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0049 Risk Rating Model- Community Banks 5/1/2020 5/2/2020 10/30/2023 n/a Developed in-house. n/a No n/a n/a No NA No No
FRB-0050 Risk Rating Model 10/1/2019 10/2/2019 n/a n/a Developed in-house. n/a No n/a n/a No NA No No

n/a Not applicable. Return to table

Section 3: Data and Code
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Use Case ID Use Case Name Do you have access to an enterprise data catalog or agency-wide data repository that enables you to identify whether or not the necessary datasets exist and are ready to develop your use case? If Other, please explain. Describe any agency-owned data used to train, fine-tune, and/or evaluate performance of the model(s) used in this use case. Is there available documentation for the model training and evaluation data that demonstrates the degree to which it is appropriate to be used in analysis or for making predictions? Which, if any, demographic variables does the AI use case explicitly use as model features? If Other, please explain. Does this project include custom-developed code? Does the agency have access to the code associated with the AI use case? If the code is open-source, provide the link for the publicly available source code.
FRB-0001 Economic Trend Modeling Yes n/a Internal- Fixed Income Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0002 Document Organization Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0003 PDF Optical Character Recognition (Text) No n/a n/a Documentation is missing or not available: No documentation exists regarding maintenance, composition, quality, or intended use of the training and evaluation data. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0004 PDF Optical Character Recognition (Images) No n/a n/a Documentation is missing or not available: No documentation exists regarding maintenance, composition, quality, or intended use of the training and evaluation data. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0005 Stock Market Analysis Yes n/a External- News Feed Documentation is missing or not available: No documentation exists regarding maintenance, composition, quality, or intended use of the training and evaluation data. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0006 Earnings Calls Search Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0007 Incident Reporting Pattern Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0008 Consumer Related Information Classification Yes n/a Internal- Firm Data Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0009 Commercial Real Estate Index Yes n/a External - Real Estate Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0010 Variable Optimization Yes n/a Internal- FFIEC Call Report Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0011 Credit Fragment Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0012 Cybersecurity Monitoring Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0013 Proposals and Public Comments No n/a External- Public Comments Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0014 Graphic design improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0015 Bank Subsidiary Identification No n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0016 Manufacturer Sentiment Analysis Yes n/a External- Manufacturing Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0017 Supply Chain Estimations Yes n/a Internal- Beige Book Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0018 Research And Development Analysis Yes n/a Internal and External- Government and Economic Data- 10K filings, FRED Macroeconomic Data Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0019 Newsfeed Data Transformations n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0020 Newsfeed Data Processing n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0021 Body Worn Cameras Data Management System n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0022 Market Fund Portfolio No n/a External- SEC Filings Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0023 Earnings Calls Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0024 Sentiment Analysis of Earnings Transcripts Yes n/a n/a Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0025 Anomaly Detection Yes n/a Internal- QIS Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0026 Consumer Complaints Explorer Other The relevant data catalog is maintained by the CFPB External- CFPB Consumer Complaints Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0027 Graphic Design Improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0028 Regulatory Data Analysis No n/a Internal- Firm Data Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0029 Decision Tree for Deposits Data No n/a Internal- H.6 Money Stock Measures Documentation is missing or not available: No documentation exists regarding maintenance, composition, quality, or intended use of the training and evaluation data. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0030 Institutional Profile Dashboard n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0031 Novel Activities Call Report Classification Yes n/a Internal- FDIC Deposits Documentation is widely available: Documentation is not only complete, but is widely accessible within the agency, and has an owner and a regular update cadence. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0032 Financial News Processing No n/a External- News Feed Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes No – agency does not have access to source code. n/a
FRB-0033 Bank Exam Quality Control No n/a External- News Feed Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes No – agency does not have access to source code. n/a
FRB-0034 Document Summarization Statistics No n/a Internal- Firm Data Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes No – agency does not have access to source code. n/a
FRB-0035 Writing Quality Analysis Model n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0036 Comment Review System No n/a External- Public Comments Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0037 Trading Desk Grouping Yes n/a External - Banking Data Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0038 Labor Market Analysis Yes n/a External- SEC Filings Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0039 Entity Name Matching Tool No n/a External- Corporate Structure Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0040 Time Reporting Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0041 Threshold Monitoring n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0042 Supply and Demand Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0043 Outlier Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0044 Earnings Call Topic Model n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0045 Bank Performance Monitoring n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0046 Network management platform n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0047 Bank Exam Quality Control No n/a External- News Feed Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), but documentation took place within this use case's development. n/a n/a Yes No – agency does not have access to source code. n/a
FRB-0048 Recommendation Engine n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0049 Risk Rating Model- Community Banks Yes n/a Internal- FFIEC Call Report, Uniform Bank Performance Report Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a
FRB-0050 Risk Rating Model Yes n/a Internal- FFIEC Call Report, Uniform Bank Performance Report Documentation is complete: Documentation exists regarding the maintenance, composition, quality, and intended use of the training and evaluation data, as well as any statistical bias across model features and protected groups. n/a n/a Yes Yes – agency has access to source code, but it is not public. n/a

n/a Not applicable. Return to table

Section 4: AI Enablement and Infrastructure
Make Full Screen
Use Case ID Use Case Name Does this AI use case have an associated Authority to Operate (ATO) for an AI system? System Name How long have you waited for the necessary developer tools to implement the AI use case? For this AI use case, is the required IT infrastructure provisioned via a centralized intake form or process inside the agency? If Other, please explain. Do you have a process in place to request access to computing resources for model training and development of the AI involved in this use case? If Other, please explain. Has communication regarding the provisioning of your requested resources been timely? If Other, please explain. How are existing data science tools, libraries, data products, and internally-developed AI infrastructure being re-used for the current AI use case? Has information regarding the AI use case, including performance metrics and intended use of the model, been made available for review and feedback within the agency?
FRB-0001 Economic Trend Modeling Yes General Support System Less than 6 months No n/a No n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0002 Document Organization Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0003 PDF Optical Character Recognition (Text) Yes General Support System Less than 6 months No n/a No n/a No n/a None: This use case does not re-use any internally developed tooling or managed infrastructure from any other AI development efforts within the agency. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0004 PDF Optical Character Recognition (Images) Yes General Support System Less than 6 months No n/a No n/a No n/a None: This use case does not re-use any internally developed tooling or managed infrastructure from any other AI development efforts within the agency. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0005 Stock Market Analysis Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0006 Earnings Calls Search Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0007 Incident Reporting Pattern Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0008 Consumer Related Information Classification Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0009 Commercial Real Estate Index Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Documentation has been published: Complete documentation has been published to a repository or data catalog within the agency and is made accessible to other data science teams for review and feedback.
FRB-0010 Variable Optimization Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0011 Credit Fragment Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0012 Cybersecurity Monitoring Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0013 Proposals and Public Comments Yes Proposals and Public Comments Less than 6 months No n/a No n/a No n/a Re-use production level code and/or data products: This use case re-uses production level code as well as data products that have been published or made widely available for data science teams for within the agency. No documentation is available: No documentation detailing model performance metrics, model architecture, features and intended use of the models have been created or are currently accessible to other data science teams within the agency.
FRB-0014 Graphic design improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0015 Bank Subsidiary Identification n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0016 Manufacturer Sentiment Analysis Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0017 Supply Chain Estimations Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0018 Research And Development Analysis Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0019 Newsfeed Data Transformations n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0020 Newsfeed Data Processing n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0021 Body Worn Cameras Data Management System n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0022 Market Fund Portfolio Yes General Support System Less than 6 months No n/a No n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0023 Earnings Calls Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0024 Sentiment Analysis of Earnings Transcripts Yes General Support System Less than 6 months No n/a No n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0025 Anomaly Detection Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0026 Consumer Complaints Explorer Yes General Support System Less than 6 months Yes n/a Yes n/a Yes n/a None: This use case does not re-use any internally developed tooling or managed infrastructure from any other AI development efforts within the agency. Documentation has been partially completed: Some documentation exists (detailing the composition and any statistical bias or measurement skew for training and evaluation purposes), and took place within during use case's development. This documentation has not been shared beyond the data science team building the tool.
FRB-0027 Graphic Design Improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0028 Regulatory Data Analysis Yes General Support System Less than 6 months No n/a No n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0029 Decision Tree for Deposits Data Yes General Support System Less than 6 months No n/a No n/a No n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0030 Institutional Profile Dashboard n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0031 Novel Activities Call Report Classification Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Documentation has been developed: Complete documentation detailing model performance across a range of benchmarks, architecture, relevant features and information regarding the appropriate use of the model for predictive tasks has been created.
FRB-0032 Financial News Processing Yes General Support System Less than 6 months No n/a No n/a No n/a None: This use case does not re-use any internally developed tooling or managed infrastructure from any other AI development efforts within the agency. Documentation has been developed: Complete documentation detailing model performance across a range of benchmarks, architecture, relevant features and information regarding the appropriate use of the model for predictive tasks has been created.
FRB-0033 Bank Exam Quality Control Yes General Support System Less than 6 months No n/a No n/a No n/a None: This use case does not re-use any internally developed tooling or managed infrastructure from any other AI development efforts within the agency. Documentation has been developed: Complete documentation detailing model performance across a range of benchmarks, architecture, relevant features and information regarding the appropriate use of the model for predictive tasks has been created.
FRB-0034 Document Summarization Statistics Yes General Support System Less than 6 months No n/a No n/a No n/a None: This use case does not re-use any internally developed tooling or managed infrastructure from any other AI development efforts within the agency. Documentation has been published: Complete documentation has been published to a repository or data catalog within the agency and is made accessible to other data science teams for review and feedback.
FRB-0035 Writing Quality Analysis Model n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0036 Comment Review System Yes Comment Review System Less than 6 months No n/a No n/a No n/a Re-use production level code and/or data products: This use case re-uses production level code as well as data products that have been published or made widely available for data science teams for within the agency. No documentation is available: No documentation detailing model performance metrics, model architecture, features and intended use of the models have been created or are currently accessible to other data science teams within the agency.
FRB-0037 Trading Desk Grouping Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0038 Labor Market Analysis Yes General Support System Less than 6 months No n/a Yes n/a Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0039 Entity Name Matching Tool Yes General Support System Less than 6 months No n/a No n/a Yes n/a Re-use production level code from a different use-case: This use case re-uses production level code and/or internally developed code libraries for model development from existing AI systems or repositories inside the agency. Limited documentation for review: Some information regarding the model's performance on specific benchmarks are available or have been shared with specific stakeholders within the agency.
FRB-0040 Time Reporting Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0041 Threshold Monitoring n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0042 Supply and Demand Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0043 Outlier Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0044 Earnings Call Topic Model n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0045 Bank Performance Monitoring n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0046 Network management platform n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0047 Bank Exam Quality Control Yes General Support System Less than 6 months No n/a No n/a No n/a None: This use case does not re-use any internally developed tooling or managed infrastructure from any other AI development efforts within the agency. Documentation has been developed: Complete documentation detailing model performance across a range of benchmarks, architecture, relevant features and information regarding the appropriate use of the model for predictive tasks has been created.
FRB-0048 Recommendation Engine n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0049 Risk Rating Model- Community Banks Yes General Support System Less than 6 months Yes n/a Other This use case does not require intensive compute resources, but yes there is a process for requesting access to the compute environment where models are trained/estimated. Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Documentation has been published: Complete documentation has been published to a repository or data catalog within the agency and is made accessible to other data science teams for review and feedback.
FRB-0050 Risk Rating Model Yes General Support System Less than 6 months Yes n/a Other This use case does not require intensive compute resources, but yes there is a process for requesting access to the compute environment where models are trained/estimated. Yes n/a Use of existing data platforms: This use case is being developed on existing enterprise data and analytics platforms within the agency rather than procuring additional platforms or SaaS to operate. Documentation has been published: Complete documentation has been published to a repository or data catalog within the agency and is made accessible to other data science teams for review and feedback.

n/a Not applicable. Return to table

Section 5: Risk Management
Make Full Screen
Use Case ID Use Case Name Has your agency requested an extension to implement the minimum risk management practices for this AI use case? Has an AI impact assessment been conducted for this AI use case? Has the AI use case been tested in operational or real-world environments to understand the performance and impact it may have on affected individuals or communities? What are the key risks from using the AI for this particular use case and how were they identified? Has an independent evaluation of the AI use case been conducted? Is there a process to monitor performance of the AI system's functionality and changes to its impact on rights or safety as part of the post-deployment plan for the AI use case? For this particular use case, can the AI carry out a decision or action without direct human involvement that could result in a significant impact on rights or safety? If Other, please explain. How is the agency providing reasonable and timely notice regarding the use of AI when people interact with an AI-enabled service as a result of this AI use case? If Other, please explain. Is the AI used to significantly influence or inform decisions or actions that could have an adverse or negative impact on specific individuals or groups? What steps has the agency taken to detect and mitigate significant disparities in the model's performance across demographic groups for this AI use case? What steps has the agency taken to consult and incorporate feedback from groups affected by this AI use case? If Other, please explain. Is there an established fallback and escalation process for this AI use case in the event that an impacted individual or group would like to appeal or contest the AI system's outcome? If No, please explain. Where practicable and consistent with applicable law and governmentwide policy, is there an established mechanism for individuals to opt-out from the AI functionality in favor of a human alternative? If Other, please explain.
FRB-0001 Economic Trend Modeling n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0002 Document Organization Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0003 PDF Optical Character Recognition (Text) n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0004 PDF Optical Character Recognition (Images) n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0005 Stock Market Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0006 Earnings Calls Search Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0007 Incident Reporting Pattern Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0008 Consumer Related Information Classification n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0009 Commercial Real Estate Index n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0010 Variable Optimization n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0011 Credit Fragment Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0012 Cybersecurity Monitoring Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0013 Proposals and Public Comments n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0014 Graphic design improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0015 Bank Subsidiary Identification n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0016 Manufacturer Sentiment Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0017 Supply Chain Estimations n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0018 Research And Development Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0019 Newsfeed Data Transformations n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0020 Newsfeed Data Processing n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0021 Body Worn Cameras Data Management System n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0022 Market Fund Portfolio n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0023 Earnings Calls Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0024 Sentiment Analysis of Earnings Transcripts n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0025 Anomaly Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0026 Consumer Complaints Explorer n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0027 Graphic Design Improvements n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0028 Regulatory Data Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0029 Decision Tree for Deposits Data n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0030 Institutional Profile Dashboard n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0031 Novel Activities Call Report Classification n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0032 Financial News Processing n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0033 Bank Exam Quality Control n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0034 Document Summarization Statistics n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0035 Writing Quality Analysis Model n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0036 Comment Review System n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0037 Trading Desk Grouping n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0038 Labor Market Analysis n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0039 Entity Name Matching Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0040 Time Reporting Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0041 Threshold Monitoring n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0042 Supply and Demand Tool n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0043 Outlier Detection n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0044 Earnings Call Topic Model n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0045 Bank Performance Monitoring n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0046 Network management platform n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0047 Bank Exam Quality Control n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0048 Recommendation Engine n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0049 Risk Rating Model- Community Banks n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a
FRB-0050 Risk Rating Model n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a

n/a Not applicable. Return to table

Last Update: February 04, 2025