Examination Documentation (ED) Modules

The Examination Documentation modules (ED Modules) define common objectives for the review of key bank activities at state chartered banks, which are supervised by the Federal Reserve, Federal Deposit Insurance Corporation, and State banking agencies.

At the Federal Reserve, examiners use the modules to document examination work at state member banks in the community and regional supervisory portfolios. The ED Modules are organized into three categories of examination procedures:

  1. Primary Modules cover examination planning and the assessment of Capital, Asset Quality, Management, Earnings, Liquidity, and Sensitivity (CAMELS) ratings;
  2. Supplemental Modules cover examination procedures that examiners will perform on a particular bank operational activity, based on the scope of the examination; and
  3. Reference Modules provide examination procedures for assessing specific banking activities and regulations, with a focus on specialized lending areas.

The ED Modules are used in the risk-focused examination framework to tailor examination procedures to a bank's business model, complexity and risk profile. The extent to which an examiner completes the procedures in each module depends on a bank's risk exposure arising from a particular banking function or activity. This is described more fully in SR letter 19-9, "Bank Exams Tailored to Risk (BETR)." In general, examiners are not expected to perform every procedure within a module during a bank examination. For more information on the development and use of the ED Modules, see also the "Community Bank Supervision" section in the Commercial Bank Examination Manual (CBEM).

Primary Modules
Primary Modules Title
Examination Planning Risk Scoping Activities – Core Analysis (PDF)
Capital Capital – Core Analysis (PDF)
  Capital – Expanded and Impact Analysis (PDF)
Asset Quality Loan Portfolio Review – Core Analysis (PDF)
  Loan Portfolio Review – Expanded and Impact Analysis (PDF)
  Loan Operations Review - Core Analysis (PDF)
  Loan Operations Review - Expanded and Impact Analysis (PDF)
  Securities and Derivatives Examination Procedures - Core Analysis (PDF)
  Securities and Derivatives Examination Procedures - Expanded and Impact Analysis (PDF)
  Other Assets and Liabilities - Core Analysis (PDF)
  Other Assets and Liabilities - Expanded and Impact Analysis (PDF)
Management Management and Internal Control Evaluation - Core Analysis (PDF)
  Management and Internal Control Evaluation - Expanded and Impact Analysis (PDF)
  Internal and External Audit Evaluation - Core Analysis (PDF)
Earnings Earnings - Core Analysis (PDF)
  Earnings - Expanded and Impact Analysis (PDF)
Liquidity Liquidity - Core Analysis (PDF)
  Liquidity - Expanded and Impact Analysis (PDF)
Sensitivity Rate Sensitivity - Core Analysis (PDF)
  Rate Sensitivity - Expanded and Impact Analysis (PDF)
Supplemental Modules
Supplemental Module Title
Related Organizations Related Organizations – Core Analysis (PDF)
  Related Organizations – Expanded and Impact Analysis (PDF)
Mortgage Banking Mortgage Banking (Abbreviated) - Core Analysis (PDF)
  Mortgage Banking - Core Analysis (PDF)
  Mortgage Banking - Expanded and Impact Analysis (PDF)
Securitization Securitization - Core Analysis (PDF)
  Securitization - Expanded and Impact Analysis (PDF)
Electronic Funds Transfer Electronic Funds Transfer Risk Assessment - Core Analysis (PDF)
  Electronic Funds Transfer Risk Assessment - Expanded and Impact Analysis (PDF)
Automated Clearinghouse Automated Clearing House (ACH) - Core Analysis (PDF)
Wire Transfers Wire Transfers - Core Analysis (PDF)
Retail Insurance & Securities Sales Retail Insurance & Securities Sales Activities - Core Analysis (PDF)
  Retail Insurance & Securities Sales Activities - Expanded and Impact Analysis (PDF)
Credit Card Credit Card Related Merchant Activities - Core Analysis (PDF)
  Credit Card Related Merchant Activities - Expanded and Impact Analysis (PDF)
Trust Trust (Abbreviated) - Core Analysis (PDF)
  Trust - Core Analysis (PDF)
  Trust - Expanded and Impact Analysis (PDF)
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Last Update: September 23, 2024