Trading and Capital-Markets Activities Manual
Effective December 31, 2017, the Board will no longer offer print versions or subscriptions for the Trading and Capital-Markets Activities Manual. You can still access the manual on the Board's website below.
The Trading and Capital-Markets Activities Manual provides guidance on trading operations and related capital-markets banking activities. Details sound management practices and key examination and review considerations for trading and capital-markets activities. Includes discussions of a wide range of risk management issues encountered in trading and dealer operations, including market risk, counterparty credit risk, legal risk, financial reporting, accounting, and ethics. Profiles thirty-five specific financial instruments commonly encountered in trading and capital-markets-related activities.
Updated semiannually
Last update: July 2011
Manual by Section
Manual Ordering Information (1 KB PDF)
Preface and Table of Contents (15.2 KB PDF)
Section 1000 Examination Policy (36.3 KB PDF)