Enforcement Actions & Legal Developments
Orders Issued under the Bank Holding Company Act, 1997
Section 3
Amboy Bancorporation
AMCORE Financial, Inc. (Country Bancshares Corporation)
AMCORE Financial, Inc. (First National Bancorp, Inc.)
ANB Holding Company, Ltd. (Lakeside Bancshares, Inc.)
Bank SinoPac
Bank of Taiwan
California Community Financial Institutions Fund Limited Partnership
The Chase Manhattan Corporation (Chase Manhattan Bank and Trust Company)
Exchange Bankshares Corporation of Kansas
First Alamogordo Bancorp of Nevada, Inc.
First Commercial Bank (FCB Taiwan California Bank)
First National Security Company (First Financial Corporation of Idabel)
First of Waverly Corporation (Schrage, Ltd.)
G.B. Financial Services, Inc. (Border Bancshares, Inc.)
Marshall & Ilsley Corporation (Security Capital Corporation)
National Canton Bancshares, Inc. (Sturm Investment, Inc.)
NationsBank Corporation (First National Security Company)
Neighborhood Bancorp
New Prague Bancshares, Inc. (Community Security Bank)
Northwest Bancorp MHC (Northwest Bancorp, Inc.)
Norwest Corporation (Central Bancorporation, Inc.)
Pontotoc BancShares Corp.
Santa Barbara Bancorp (Citizens State Bank of Santa Paula)
Southern National Corporation (United Carolina Bancshares Corporation)
Susquehanna Bancshares, Inc.
Union Planters Corporation (First National Bank)
Westamerica Bancorporation (Vallicorp Holdings, Inc.)
Section 4
Associated Banc-Corp (First Financial Corporation)
Banc One Corporation (Banc One Capital Corporation)
Banc One Corporation (First USA, Inc.)
BankAmerica Corporation (Robertson, Stephens & Company Group L.L.C.)
Bankers Trust New York Corporation (Alex. Brown Incorporated)
The Bank of New York Company, Inc.
Barnett Banks, Inc., (First of America Bank-Florida, FSB)
Barnett Banks, Inc. (Monetary Transfer System, LLC/Honor Technologies)
BB&T Corporation (Craigie Incorporated)
BOK Financial Corporation (Alliance Securities Corporation)
Barnett Banks Inc., (Monetary Transfer System LLC/Honor Technologies)
Canadian Imperial Bank of Commerce (CIBC Investment Corporation)
Canadian Imperial Bank of Commerce (Oppenheimer Holdings, Inc.)
CoreStates Financial Corporation (CoreStates Securities Corporation)
Crestar Financial Corporation (Crestar Securities Corporation)
Commerzbank AG (CAM Acquisition, LLC)
First Chicago NBD Corporation (First Chicago Capital Markets, Inc.)
First State Bancshares, Inc. (Perry County Financial Corporation)
First Union Corporation (Wheat First Butcher Singer, Inc.)
HSBC Holdings PLC (CTUS, Inc.)
J.P. Morgan & Co., Inc. (American Century Companies, Inc.)
KeyCorp (Key Capital Markets, Inc.)
Lloyds TSB Group plc
Mellon Bank Corporation (Buck Consultants, Inc.)
Mercantile Bancorporation Inc. (Roosevelt Financial Group, Inc.)
NationsBank Corporation (Montgomery Securities)
The Sanwa Bank Limited (Morcroft Capital Corporation)
Shoreline Financial Corporation
Star Banc Corporation (Great Financial Corporation)
Stichting Prioriteit ABN AMRO Holding et al. (Citicorp Futures Corporation)
Stichting Prioriteit ABN AMRO Holding et al. (Standard Federal Bancorporation, Inc.)
SunTrust Banks, Inc. (Equitable Securities Corporation)
The Toronto-Dominion Bank (Marketware International, Inc.)
Union Planters Corporation (Magna Bancorp, Inc.)
U.S. Bancorp (U.S. Bancorp Investments, Inc.)
Sections 3 and 4
Allied Irish Banks, plc
Banc One Corporation (Liberty Bancorp, Inc.)
First Bank System, Inc., (U.S. Bancorp)
First Union Corporation (Signet Banking Corporation)
Huntington Bancshares Incorporated (First Michigan Bank Corporation)
NationsBank Corporation (Barnett Banks, Inc.)
Wachovia Corporation (Central Fidelity Banks, Inc.)