Enforcement Actions & Legal Developments
Orders Issued under the Bank Holding Company Act, 1998
Section 3
CAB Holding, LLC
CFBanc Holdings, Inc.
City Holding Company
Cooper Life Sciences, Inc.
Eagle Bancorp, Inc.
First American Corporation
First Financial Corporation
First Mariner Bancorp
First National Bank Group, Inc.
First National Security Company
First of Waverly Corporation
The Fuji Bank, Limited (The Yasuda Trust and Banking Co., Ltd.)
Indiana United Bancorp
National City Corporation (First of America Bank Corporation)
Norwest Corporation (Mountain Bancshares, Inc.)
Norwest Corporation (Star Bancshares, Inc.)
PAB Bankshares, Inc.
Peoples Heritage Financial Group, Inc. (CFX Corporation)
Peoples Heritage Financial Group, Inc. (SIS Bancorp, Inc.)
Popular, Inc. (Banco Popular de Puerto Rico, Popular Transition Bank)
Regions Financial Corporation
Shore Financial Corporation
Sulphur Springs Bancshares, Inc.
Susquehanna Bancshares, Inc.
U.S. Bancorp (Northwest Bancshares, Inc.)
Valley View Bancshares, Inc.
Section 4
Banco Bilbao Vizcaya, S.A.
BankBoston Corporation (Robertson Stephens Division)
Bank One Corporation (EquiServe Limited Partnership)
Commerce Bancorp, Inc. (A.H. Williams & Co., Inc.)
Commerce Bancorp, Inc. (Commerce Capital Markets, Inc.)
Cooperatieve Centrale Raiffeisen-Boerenleenbank
Dresdner Bank AG
Fifth Third Bancorp (The Ohio Company)
First Union Corporation (Wheat First Butcher Singer, Inc.)
Fleet Financial Group, Inc. (The Quick & Reilly Group, Inc.)
HUBCO, Inc.
J.P. Morgan & Co., Inc. (American Century Companies, Inc.)
KeyCorp
Lloyds TSB Group plc
North Fork Bancorporation, Inc. (Long Island Bancorp, Inc.)
North Fork Bancorporation, Inc. (New York Bancorp, Inc.)
Norwest Corporation (Norwest Investment Services, Inc.)
PNC Bank Corp.
Popular, Inc. (Popular Cash Express)
Royal Bank of Canada (New Security First Network Bank)
The Sanwa Bank Limited
Societe Generale (Cowen & Co. and Cowen Incorporated)
Star Banc Corporation
SunTrust Banks, Inc. (Equitable Securities Corporation)
UBS AG
U.S. Bancorp (Piper Jaffray Companies, Inc.)
U.S. Bancorp (U.S. Bancorp Investments, Inc.)
Sections 3 and 4
Banc One Corporation (First Chicago NBD Corporation)
Banc One Corporation (First Commerce Corporation)
Charter One Financial, Inc.
Firstar Corporation (Star Banc Corporation)
First Merit Corporation (CoBancorp, Inc.)
First Merit Corporation (Signal Corp.)
First Midwest Bancorp, Inc.
First Union Corporation (CoreStates Financial Corp)
NationsBank Corporation (BankAmerica Corporation)
NationsBank Corporation (Barnett Banks, Inc.)
Norwest Corporation (Wells Fargo & Company)
Regions Financial Corporation (First Commercial Corporation)
SunTrust Banks, Inc. (Crestar Financial Corporation)
Travelers Group Inc.
WesBanco, Inc.