Board Actions PDF

Actions taken during the week ending November 16, 2024

Enforcement

Allegiant United Holdings, LLC (Allegiant); Nano Financial Holdings, Inc. (Nano Financial); and Nano Banc, all of Irvine, California -- (1) consent order of prohibition and assessment of a civil money penalty against Anthony R. Gressak III, a former institution-affiliated party of Allegiant, Nano Financial, and Nano Banc, and (2) consent order of prohibition against James T. Chung, a former institution-affiliated party of Nano Financial and Nano Banc.
Announced: November 12, 2024

Forms

FR 2082 -- initial Board review to extend without revision the Registration of a Securities Holding Company.
Approved: November 12, 2024

FR 2644 -- initial Board review to extend with revision the Report of Selected Assets and Liabilities of Domestically Chartered Commercial Banks and U.S. Branches and Agencies of Foreign Banks.
Approved: November 12, 2024

FR 2886b -- final Board review to extend with revision the Consolidated Report of Condition and Income for Edge and Agreement Corporations.
Approved: November 12, 2024

FR 2956 -- final Board review to extend with revision the Treasury Securities and Agency Debt and Mortgage-Backed Securities Reporting Requirements.
Approved: November 12, 2024

FR W -- initial Board review to extend without revision the Reporting and Recordkeeping Requirements Associated with Regulation W.
Approved: November 12, 2024

FR Y-9 -- final Board review to extend with revision the Financial Statements for Holding Companies (FR Y-9 reports).
Approved: November 12, 2024

Regulations and Policies

Prepaid Cards -- 2024 annual report to Congress on government-administered, general-use prepaid cards, in accordance with the Dodd-Frank Act, and revised 2023 report.*
Approved: October 30, 2024
*Addition

Supervision and Regulation

UBS Americas Holding LLC (UBS), New York, New York -- determination not to recalculate the stress capital buffer requirement for UBS.*
Approved: November 8, 2024
*Addition

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Last Update: November 21, 2024